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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-990
- --------
- DALE FARRAR and PAT SMITH, co-administrators
- of estate of JOSEPH D. FARRAR, deceased, PETI-
- TIONERS v. WILLIAM P. HOBBY, JR.
- on writ of certiorari to the united states court
- of appeals for the fifth circuit
- [December 14, 1992]
-
- Justice O'Connor, concurring.
- If ever there was a plaintiff who deserved no attorney's
- fees at all, that plaintiff is Joseph Farrar. He filed a
- lawsuit demanding 17 million dollars from six defendants.
- After 10 years of litigation and two trips to the Court of
- Appeals, he got one dollar from one defendant. As the
- Court holds today, that is simply not the type of victory
- that merits an award of attorney's fees. Accordingly, I
- join the Court's opinion and concur in its judgment. I
- write separately only to explain more fully why, in my
- view, it is appropriate to deny fees in this case.
-
- I
- Congress has authorized the federal courts to award -a
- reasonable attorney's fee- in certain civil rights cases, but
- only to -the prevailing party.- 42 U. S. C. 1988; Texas
- State Teachers Assn. v. Garland Independent School Dist.,
- 489 U. S. 782, 789 (1989). To become a prevailing party,
- a plaintiff must obtain, at an absolute minimum, -actual
- relief on the merits of [the] claim,- ante, at 8, which
- -affects the behavior of the defendant towards the plain-
- tiff,- Hewitt v. Helms, 482 U. S. 755, 761 (1987) (emphasis
- omitted); accord, ante, at 8 (relief obtained must -alte[r]
- the legal relationship between the parties- and -modif[y]
- the defendant's behavior in a way that directly benefits
- the plaintiff-). Joseph Farrar met that minimum condi-
- tion for prevailing party status. Through this lawsuit, he
- obtained an enforceable judgment for one dollar in nomi-
- nal damages. One dollar is not exactly a bonanza, but it
- constitutes relief on the merits. And it affects the
- defendant's behavior toward the plaintiff, if only by forcing
- him to pay one dollar-something he would not otherwise
- have done. Ante, at 9.
- Nonetheless, Garland explicitly states that an enforce-
- able judgment alone is not always enough: -Beyond th[e]
- absolute limitation [of some relief on the merits], a
- technical victory may be so insignificant . . . as to be
- insufficient- to support an award of attorney's fees. 489
- U. S., at 792. While Garland may be read as indicating
- that this de minimis or technical victory exclusion is a
- second barrier to prevailing party status, the Court makes
- clear today that, in fact, it is part of the determination
- of what constitutes a reasonable fee. Compare ibid.
- (purely technical or de minimis victories are -insufficient
- to support prevailing party status-) with ante, at 10 (the
- -technical- nature of the victory -does not affect the
- prevailing party inquiry- but instead -bear[s] on the
- propriety of fees awarded under 1988-). And even if the
- exclusion's location is debatable, its effect is not: When
- the plaintiff's success is purely technical or de minimis,
- no fees can be awarded. Such a plaintiff either has failed
- to achieve victory at all, or has obtained only a pyrrhic
- victory for which the reasonable fee is zero. The Court's
- opinion today and its unanimous opinion in Garland are
- thus in accord. See ante, at 11 (merely -forma[l]- victory
- can yield -no attorney's fees at all-); Garland, supra, at
- 792 (-Where the plaintiff's success on a legal claim can be
- characterized as purely technical or de minimis, a district
- court would be justified in concluding that- denial of
- attorney's fees is appropriate).
- Consequently, the Court properly holds that, when a
- plaintiff's victory is purely technical or de minimis, a
- district court need not go through the usual complexities
- involved in calculating attorney's fees. Ante, at 11 (court
- need not calculate presumptive fee by determining the
- number of hours reasonably expended and multiplying it
- by the reasonable hourly rate; nor must it apply the 12
- factors bearing on reasonableness). As a matter of
- common sense and sound judicial administration, it would
- be wasteful indeed to require that courts laboriously and
- mechanically go through those steps when the de minimis
- nature of the victory makes the proper fee immediately
- obvious. Instead, it is enough for a court to explain why
- the victory is de minimis and announce a sensible decision
- to -award low fees or no fees- at all. Ibid.
- Precedent confirms what common sense suggests. It
- goes without saying that, if the de minimis exclusion were
- to prevent the plaintiff from obtaining prevailing party
- status, fees would have to be denied. Supra, at 1. And
- if the de minimis victory exclusion is in fact part of the
- reasonableness inquiry, see ante, at 10, summary denial
- of fees is still appropriate. We have explained that even
- the prevailing plaintiff may be denied fees if -`special
- circumstances would render [the] award unjust.'- Hensley
- v. Eckerhart, 461 U. S. 424, 429 (1983) (citations omitted).
- While that exception to fee awards has often been articu-
- lated separately from the reasonableness inquiry, some-
- times it is bound up with reasonableness: It serves as a
- short-hand way of saying that, even before calculating a
- lodestar or wading through all the reasonableness factors,
- it is clear that the reasonable fee is no fee at all. After
- all, where the only reasonable fee is no fee, an award of
- fees would be unjust; conversely, where a fee award would
- be unjust, the reasonable fee is no fee at all.
- Of course, no matter how much sense this approach
- makes, it would be wholly inappropriate to adopt it if
- Congress had declared a contrary intent. When constru-
- ing a statute, this Court is bound by the choices Congress
- has made, not the choices we might wish it had made.
- Felicitously, here they are one and the same. Section
- 1988 was enacted for a specific purpose: to restore the
- former equitable practice of awarding attorney's fees to
- the prevailing party in certain civil rights cases, a practice
- this Court had disapproved in Alyeska Pipeline Service Co.
- v. Wilderness Society, 421 U. S. 240 (1975). Hensley,
- supra, at 429; see S. Rep. No. 94-1011, p. 6 (1976) (-This
- bill creates no startling new remedy-it only meets the
- technical requirements that the Supreme Court has laid
- down if the Federal courts are to continue the practice of
- awarding attorneys' fees which had been going on for
- years prior to the Court's [Alyeska] decision-). That
- practice included the denial of fees to plaintiffs who,
- although technically prevailing parties, had achieved only
- de minimis success. See, e.g., Tatum v. Morton, 386 F.
- Supp. 1308, 1317-1319 (DC 1974) (fees denied where
- plaintiffs recovered $100 each); see also Mills v. Electric
- Auto-Lite Co., 396 U. S. 375, 392, 396 (1970) (under judge-
- made fee-shifting rule for shareholder actions that benefit
- the corporation, no fees are available if the only benefit
- achieved is merely -`technical in its consequence'- (quoting
- Bosch v. Meeker Cooperative Light & Power Assn., 257
- Minn. 362, 366, 367, 101 N. W. 2d 423, 426, 427 (1960)));
- cf. Ruckelshaus v. Sierra Club, 463 U. S. 680, 688, n. 9
- (1983) (-[W]e do not mean to suggest that trival success
- on the merits, or purely procedural victories, would justify
- an award of fees under statutes setting out the `when
- appropriate' standard-). And although Congress did not
- intend to restore every detail of pre-Alyeska practice, see
- West Virginia Univ. Hospitals, Inc. v. Casey, 499 U. S.
- ___, ___ (1991), the practice of denying fees to pyrrhic
- victors is one it clearly intended to preserve. Section 1988
- expressly grants district courts discretion to withhold
- attorney's fees from prevailing parties in appropriate
- circumstances: It states that a court -may- award fees -in
- its discretion.- 42 U. S. C. 1988. As under pre-Alyeska
- practice, the occurrence of a purely technical or de mini-
- mis victory is such a circumstance. Chimerical accom-
- plishments are simply not the kind of legal change that
- Congress sought to promote in the fee statute.
- Indeed, 1988 contemplates the denial of fees to de
- minimis victors through yet another mechanism. The
- statute only authorizes courts to award fees -as part of
- the costs.- 42 U. S. C. 1988. As a result, when a court
- denies costs, it must deny fees as well; if there are no
- costs, there is nothing for the fees to be awarded -as part
- of.- And when Congress enacted 1988, the courts would
- deny even a prevailing party costs under Federal Rule of
- Civil Procedure 54(d) where the victory was purely techni-
- cal. Lewis v. Pennington, 400 F. 2d 806, 819 (CA6)
- (-`prevailing party is prima facie entitled to costs'- unless
- -`the judgment recovered was insignificant in comparison
- to the amount actually sought and actually amounted to
- a victory for the defendant'- (quoting Lichter Foundation,
- Inc. v. Welch, 269 F. 2d 142, 146 (CA6 1959))), cert.
- denied, 393 U. S. 983 (1968); Esso Standard (Libya), Inc.
- v. SS Wisconsin, 54 F. R. D. 26, 27 (SD Tex. 1971)
- (-Circumstances justifying denial of costs to the prevailing
- party [exist] where the judgment recovered was insignifi-
- cant in comparison to the amount actually sought-); see
- also Brown v. GSA, 425 U. S. 820, 828 (1976) (inquiry is
- Congress' understanding of the law, correct or not). Just
- as a pyrrhic victor would be denied costs under Rule
- 54(d), so too should it be denied fees under 1988.
-
- II
- In the context of this litigation, the technical or de
- minimis nature of Joseph Farrar's victory is readily
- apparent: He asked for a bundle and got a pittance.
- While we hold today that this pittance is enough to
- render him a prevailing party, ante, at 9-10, it does not
- by itself prevent his victory from being purely technical.
- It is true that Joseph Farrar recovered something. But
- holding that any award of nominal damages renders the
- victory material would -render the concept of de minimis
- relief meaningless. Every nominal damage award has as
- its basis a finding of liability, but obviously many such
- victories are [p]yrrhic ones.- Lawrence v. Hinton, 20 Fed.
- R. Serv. 3d 934, 937 (CA4 1991); accord, Commissioners
- Court of Medina County v. United States, 221 U. S. App.
- D. C. 116, 123-124, 683 F. 2d 435, 442-443 (1982) (where
- -the net result achieved is so far from the position origi-
- nally propounded . . . it would be stretching the imagina-
- tion to consider the result a `victory' in the sense of
- vindicating the rights of the fee claimants-). That is not
- to say that all nominal damages awards are de minimis.
- Nominal relief does not necessarily a nominal victory
- make. See ante, at 11. But, as in pre-Alyeska and Rule
- 54(d) practice, see supra, at 5-6, a substantial difference
- between the judgment recovered and the recovery sought
- suggests that the victory is in fact purely technical. See
- ante, at 11 (-A plaintiff who seeks compensatory damages
- but receives no more than nominal damages- may -formal-
- ly `prevai[l]' under 1988- but will -often- receive no fees
- at all). Here that suggestion is quite strong. Joseph
- Farrar asked for 17 million dollars; he got one. It is hard
- to envision a more dramatic difference.
- The difference between the amount recovered and the
- damages sought is not the only consideration, however.
- Carey v. Piphus, 435 U. S. 247, 254 (1978), makes clear
- that an award of nominal damages can represent a victory
- in the sense of vindicating rights even though no actual
- damages are proved. Ante, at 8. Accordingly, the courts
- also must look to other factors. One is the significance
- of the legal issue on which the plaintiff claims to have
- prevailed. Garland, 489 U. S., at 792. Petitioners
- correctly point out that Joseph Farrar in a sense succeed-
- ed on a significant issue-liability. But even on that
- issue he cannot be said to have achieved a true victory.
- Respondent was just one of six defendants and the only
- one not found to have engaged in a conspiracy. If recov-
- ering one dollar from the least culpable defendant and
- nothing from the rest legitimately can be labeled a
- victory-and I doubt that it can-surely it is a hollow one.
- Joseph Farrar may have won a point, but the game, set,
- and match all went to the defendants.
- Given that Joseph Farrar got some of what he want-
- ed-one seventeen millionth, to be precise-his success
- might be considered material if it also accomplished some
- public goal other than occupying the time and energy of
- counsel, court, and client. Section 1988 is not -a relief
- Act for lawyers.- Riverside v. Rivera, 477 U. S. 561, 588
- (1986) (Rehnquist, J., dissenting). Instead, it is a tool
- that ensures the vindication of important rights, even
- when large sums of money are not at stake, by making
- attorney's fees available under a private attorney general
- theory. Yet one searches these facts in vain for the public
- purpose this litigation might have served. The District
- Court speculated that the judgment, if accompanied by a
- large fee award, might deter future lawless conduct, see
- App. to Pet. for Cert. A23-A24, but did not identify the
- kind of lawless conduct that might be prevented. Nor is
- the conduct to be deterred apparent from the verdict,
- which even petitioners acknowledge is -regrettably obtuse.-
- Tr. of Oral Arg. 16. Such a judgment cannot deter
- misconduct any more than a bolt of lightning can; its
- results might be devastating, but it teaches no valuable
- lesson because it carries no discernable meaning. Cf.
- Chicano Police Officer's Assn. v. Stover, 624 F. 2d 127, 131
- (CA10 1980) (nuisance settlement that does not promote
- any public purpose cannot support award of attorney's
- fees), cited and quoted in Garland, supra, at 792.
- III
- In this case, the relevant indicia of success-the extent
- of relief, the significance of the legal issue on which the
- plaintiff prevailed, and the public purpose served-all
- point to a single conclusion: Joseph Farrar achieved only
- a de minimis victory. As the Court correctly holds today,
- the appropriate fee in such a case is no fee at all.
- Because the Court of Appeals gave Joseph Farrar every-
- thing he deserved-nothing-I join the Court's opinion
- affirming the judgment below.
-